Job Search is senior compliance officer equities (multi asset group) in Manhattan, NY

Your search resulted in 5501 "senior compliance officer equities (multi asset group)" jobs in New York, NY. Save Job SearchSave SearchSave Job Search: senior compliance officer equities (multi asset group)

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Bank of America

Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients,...

5/15/24

Bank of America

5/21/24

Morgan Stanley

The role will reside within the Legal and Compliance Division's Operational Risk Department, focusing on Data Quality within the firm's inventories of various types of operational assets (such as technology assets) Operational Risk...

5/24/24

Molina Healthcare

***Remote and must live in New York*** Job Description Job Summary Molina Health Plan Provider Network Contracting jobs are responsible for the network...

5/27/24

AXA Investment Managers

Job Purpose Responsible for delivering best-in-class real estate asset management services to maximize property values with regard to AXA REIM's existing and expanding US equity portfolio in accordance with the firm's...

5/24/24

Jefferies

Position: Vice President Global Equities COO Team Jefferies Financial Group Inc. ( Jefferies, we, us or our ) is a U.S.-headquartered global full service, integrated investment banking and securities firm. Our...

5/24/24

BNY Mellon

In this role, you ll make an impact in the following ways: Manage a compliance team that reviews and actions OFAC, OFSI and EU economic sanctions alert escalations Develop procedures for the L3 compliance investigations review,...

5/24/24

Macquarie Group

Apply now Refer someone Join our Operational Risk team as part of the broader Macquarie Risk Management Group. In this role you will take on a key role in the Second Line of Defense, supporting the Global Macquarie Asset Management...

5/23/24

Molina Healthcare

***Remote and must live in New York*** Job Description Job Summary Molina Health Plan Provider Network Contracting jobs are responsible for the network...

5/27/24

Michael Page

The Corporate Compliance Officer is responsible for overseeing and ensuring the company's adherence to regulatory requirements, particularly in areas such as Anti-Money Laundering (AML), Bank Secrecy Act (BSA), and Office of Foreign Assets Control...

5/17/24

Bank of America

Job Description: Job description At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we...

5/15/24

RSM US LLP

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our...

5/20/24

iCapital Network

iCapital is looking for a Relationship Manager to join the Enterprise Solutions team, specifically covering Asset Managers and General Partners. This position will play a key role in maintaining and developing current relationships and prospecting...

5/26/24

Insight Global

Title: Compliance Testing Analyst Duration: 6-12 month contract + extensions Location: Onsite 5 days NYC Pay Rate:...

5/25/24

Millennium Management LLC

Senior Compliance Officer - MNPI This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm trading, with a focus on distressed credit, CMBS and wall crossings. Operating...

5/24/24

Trinity Consultants - Advent Engineering Life Science Solutions

REMOTE ADVENT Engineering is an engineering and consulting firm providing expertise to the pharmaceutical and biotechnology industries. Head-quartered near San Francisco, California, and with operations...

5/17/24

Soros Fund Management

Company Description Soros Fund Management LLC (SFM) is an investment firm and family office with approximately $28 billion in net assets under management. SFM is the principal asset manager for the Open Society Foundations...

5/24/24

Amazon

At Audible, we believe stories have the power to transform lives. It s why we work with some of the world s leading creators to produce and share audio storytelling with our millions of global listeners. We are dreamers and inventors who come from a...

5/27/24

Rockefeller Capital Management

About Rockefeller Capital Management: Rockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D.

5/24/24

UNDP

Job Description Background Diversity, Equity and Inclusion are core principles at UNDP: we value diversity as an expression of the multiplicity of nations and cultures where we operate, we...

5/27/24

Atlantic Group

$75 Billion Alternative Asset Manager Seeks a Chief Compliance Officer *Reporting to the Deputy Chief Compliance Officer *Supervising a staff of 4-6 *Work Closely Across...

5/25/24

Deutsche Bank

Job Description: Employer: DWS Group Title: Senior Compliance Officer - Institutional Sales Coverage Location: New York, New York Job Code -...

5/20/24

Goldman Sachs

Overview: The Private Equity business within Goldman Sachs Asset Management makes direct equity investments across North America and Europe in a broad range of industries, and we seek to maximize investment value through...

5/15/24

Bitgo

BitGo is the leader in digital asset financial services, providing institutional investors with liquidity, custody, and security solutions. Founded in 2013, BitGo pioneered the multi-signature wallet and is the first digital asset company to focus...

5/24/24

Disney

Who We Are At Disney, we re storytellers. We make the impossible, possible. The Walt Disney Company (TWDC) is a world-class entertainment and technological leader. Walt s passion was to continuously envision new ways to move audiences around the...

5/27/24

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